Regulatory Compliance

IRDAI Compliance Audit
Information Security & Regulatory Assurance

Overview

In the insurance sector, ensuring robust information security and regulatory compliance is essential to protect policyholder data and maintain trust. The Insurance Regulatory and Development Authority of India (IRDAI) mandates Information Security and IT Governance audits for insurers, TPAs, brokers, and other regulated entities.

IRDAI Compliance Audit evaluates an organization’s adherence to regulatory guidelines across information security, IT governance, data protection, outsourcing, cloud security, and risk management—ensuring a secure and compliant operational environment.

At Kalkin Intelligence, we provide end-to-end IRDAI audit and advisory services, enabling organizations to meet regulatory expectations, strengthen cybersecurity posture, and ensure continuous compliance.

Company Overview

Our Methodology

Our IRDAI Compliance Audit approach is aligned with regulatory expectations and industry best practices:

1

Scope Definition & Audit Planning

  • Identify systems, applications, and business processes within scope
  • Map audit requirements to IRDAI guidelines and circulars
2

Risk Assessment

  • Identify cybersecurity and IT risks across the organization
  • Prioritize high-risk areas for detailed evaluation
3

Control Evaluation

  • Assess IT General Controls (ITGC) and application controls
  • Review access management, change management, and IT operations
  • Evaluate cybersecurity controls, incident response, and data protection mechanisms
4

Regulatory Compliance Review

  • Assess adherence to IRDAI guidelines on information security, outsourcing, and cloud usage
  • Validate compliance with applicable circulars and standards
5

Technical Security Testing (if applicable)

  • Conduct Vulnerability Assessment and Penetration Testing (VAPT)
  • Identify vulnerabilities and control weaknesses
6

Audit Reporting

  • Deliver detailed audit report with observations, risk ratings, and recommendations
  • Highlight critical compliance gaps and remediation priorities
7

Remediation & Closure Support

  • Assist in implementing corrective actions
  • Validate closure of findings and ensure audit readiness

Our Approach

At Kalkin Intelligence, we deliver IRDAI audits as a strategic compliance and risk management exercise.

Regulatory-Aligned Execution

We align audits with the latest IRDAI guidelines and evolving regulatory expectations.

Risk-Based Audit Model

We focus on high-impact risks affecting data security, operations, and compliance.

Domain Expertise in Insurance Sector

Our team understands the unique IT and operational landscape of insurers and intermediaries.

Actionable & Practical Recommendations

We provide implementable insights—not just audit observations.

Continuous Compliance Readiness

We help organizations maintain ongoing readiness for regulatory inspections and audits.

Why Does Your Organization Need IRDAI Compliance Audit?

Ensure Regulatory Compliance

Meet mandatory IRDAI requirements for information security and IT governance audits.

Protect Policyholder Data

Safeguard sensitive customer and financial data from breaches and misuse.

Strengthen Cybersecurity Posture

Enhance defenses against cyber threats and vulnerabilities.

Identify & Mitigate Risks

Proactively detect gaps in controls and compliance frameworks.

Avoid Regulatory Penalties

Reduce risk of penalties, sanctions, and reputational damage.

Enhance Operational Efficiency

Improve IT processes, governance, and system reliability.

. Build Trust & Credibility

Demonstrate strong compliance posture to regulators, partners, and customers.

Why Choose Kalkin Intelligence?

  • CERT-In Empanelled Cybersecurity & Compliance Experts
  • 12+ Years of Industry Experience
  • Strong Expertise in Insurance Regulatory Audits
  • End-to-End IRDAI Compliance & Advisory Services
  • Practical, Risk-Focused Audit Approach
Why Choose Us